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Management Consultant - Director, Regulatory Affairs

ManufacturingPosted 20 days 2 hours 32 minutes ago. Viewed: 28 times.

Description

Broadridge is a leading full-service outsourcing provider to the global financial industry, capable of meeting the most demanding requirements for efficient, secure and scalable operational support. Our reach spans the world, and encompasses an extensive array of services - from account opening and securities transaction processing to correspondent clearing to document management and investor communications as well as full operational staff outsourcing. A steadfast source of processing support, we help financial services institutions and public companies increase productivity, streamline operations, enter new markets with new products more quickly, drive down back-office costs and better manage risk.

 

The Management Consultant hired at Broadridge will hold the Broadridge title of Director, Regulatory Affairs. This person will play a key role in the team for supporting the SVP, Regulatory Affairs in all work necessary to successfully represent and position Broadridge in dealing with regulators, issuers, and issuer industry groups by doing research analysis and writing papers (including media articles promoting Broadridge’s position on key issues).

The successful candidate would have exceptional drive and energy, strong analytical and financial skills, hands on experience with research, data gathering, analysis, presentation and selling of ideas. This person must also be highly effective in other verbal and written communication skills with the ability to get the job done.

This position has the following roles:

-Interfaces individually and group setting with major constituencies, including internal executives and external regulatory personnel, including the SEC, NYSE, etc. to understand current and emerging regulatory issues.

-Participates in research, proposals and recommendations related to all aspects of regulatory affairs for the business.

-Writes position papers, white paper and comment letters to support Broadridge activities.

-Works independently, performs technical analysis for reports and research. proactively identifies issues or areas of concern and addresses them.

-Monitors and maintains substantive regulatory guidance for the business.

-Analyzes documents and prepares presentations in response to requests from the SEC and/or others.

 

Qualifications:

The successful candidate must have the following background and experience to be considered for this high profile position:
-Law Degree or MBA highly preferred.
-7+ years experience as a Management Consulting with a background in Business Strategy and Financial Services is strongly preferred.
-Experience with Total Consulting Tool Kit.
-Direct Experience in dealing with regulators, issuers, and issuer industry groups.
-Strong Microsoft Office skills particularly PowerPoint.
-Excellent writing and strong verbal communication skills
-Expert research, analytic and presentations skills are a must.
-Analytical thinker, results oriented and self motivated.

**No Third Party Vendors

Industry: Financial Services
Discipline: Regulatory/Compliance
Experience: 8 - 10 Years
Level: Director
Compensation: $100K+
Company: Broadridge Financial Solutions Inc.

Contact information

Apply Online at TheLadders.com